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(12) INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) 



(19) World Intellectual Property Organization 

International Bureau 




(43) International Publication Date (10) International Publication Number 

22 November 2001 (22,11.2001) pCT WO 01/88185 A2 



(51) iDtemational Patent Classification^: 



(21) International Application Number: PCT/GBO 1/021 22 

(22) International Filing Date: 14 May 2001 (14.05.2001) 
(25) Filing Language: English 



C12Q 1/68 (81) Designated States (national): AE, AG, AL, AM, AT, AU, 
AZ, BA, BB, BG, BR, BY, BZ, CA, CH, CN, CO, CR, CU, 
CZ, DE, DK, DM, DZ, EC, EE, ES, FI, GB, GD, GE, GH, 
GM, HR, HU, ID, IL, IN, IS, JP, KE, KG, KP, KR, KZ, LC, 
LK, LR, LS, LT, LU, LV, MA, MD, MG, MK, MN, MW, 
MX. MZ, NO, NZ, PL, FT, RO, RU. SD, SE, SG, SI, SK, 
SL. TJ. TM, TR. TT. TZ. UA, UG, US. UZ. VN. YU. ZA, 
ZW. 



(26) Publication Language: 

(30) Priority Data: 
0011443.9 



13 May 2000 (13.05.2000) GB 



(71) Applicant (for all designated States except US): DNA 
RESEARCH INNOVATIONS LIMITED [GB/GB]; 
940 Comforlh Drive, Sittingboume Research Centre. 
Sittingboume, Kent ME9 8PX (GB). 

(72) Inventor; and 

(75) Inventor/Applicant (for US only): BAKER, Matthew, 
John [GB/GB]; 481 Loose Road, Maidstone, Kent ME15 

9UJ (GB). 



English (84) Designated States (regional): ARIPO patent (GH, GM, 
KE, LS, MW, MZ, SD, SL, SZ, TZ, UG, ZW), Eurasian 
patent (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM), European 
patent (AT, BE, CH, CY, DE, DK, ES, FI, FR, GB, GR, IE, 
IT, LU, MC. NL, PT, SE, TR), OAPI patent (BF, BJ, CF, 
CG. CI, CM, GA, GN, GW, ML, MR, NE, SN, TD, TG). 



Published: 

— without international search report and to be republished 
upon receipt of that report 

For two-letter codes and other abbreviations, refer to the "Guid- 
ance Notes on Codes and Abbreviations" appearing at the begin- 
ning of each regular issue of the PCT Gazette, 



(74) Agents: KIDDLE> Simon, X et al.; Mewburn Ellis, York 
House, 23 Kingsway, London, Greater London WC2B 6HP 
(GB). 



00 

00 
00 



(54) Title: SEPARATION DEVICE 

(57) Abstract: A filter element for use in separation or purification of biomaterials such as nucleic acids fix>in solid contaminants 
such as cell debris is described, having an end wall against which debris can collect and a side wall through which filtration can 
occur, in the presence of debris layered against the end wall. The filter elements are preferably formed from a porous, rigid plastic 
and are adapted to fit in a syringe, pipette or tube. 



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Separa-bion Device 
Field* of -the Invention 

The present invention relates to separation devices and 
5 in particular to filter elements ^ devices and methods for 
separating solid contaminants from a liquid sample 
containing nucleic acid. 

Background of the Invention 

10 When cells are lysed a crude mixture of soluble and 

insoluble materials is obtained which often needs to be 
purified for further analysis or purification. It is 
often necessary to separate nucleic acid present in the 
resulting mixture from solid contaminants and this 

15 presents a difficult problem in the art, especially where 
high throughput or automated sample processing are 
required. In general, the preferred prior art method for 
separating solid contaminants from nucleic acid 
containing liquid samples is to use centrif ugation to 

20 spin down the solid contaminants, leaving a liquid sample 
containing the nucleic acid. However, while this is an 
effective technique, it is a slow, labour intensive batch 
process which is not readily amenable to automation and 
also requires expensive equipment. Attempts to solve 

25 this problem using conventional filters or membranes have 
been unsuccessful as they need to be supported 
(especially when wetted) and suffer from clogging, a lack 
of robustness which adversely affects performance anci 
working life for this type of purification. 

30 

SummarY Invention 

Broadly, the present invention relates to filter elements 
which can be incorporated in apparatus and used to 
separate nucleic acid in liquid samples from solid 



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contaminants. In particular, the present invention 
relates to filter elements formed from' porous materials, 
especially plastic material with rigid, porous structures 
that can be formed in shapes other than the conventional 
5 disk shaped filters. In preferred embodiments, the 

filter elements of the present invention are formed with 
an end wall against which solid contaminants tend to 
collect, with filtration continuing to take place through 
one or more unblocked side walls, e.g. in a lateral 
10 direction as compared to the flow of the liquid sample 

against the end wall. In particular, the working life of 
the filter elements and their adaptability makes the 
present invention suitable for a range of different 
situations and can be used in automated systems. 

15 

Accordingly, in a first aspect, the present invention 
provides a filter element formed from a material having a 
rigid porous structure with a pore size between about 10 
and about 200 microns, the filter element having an end 

20 wall and one or more side walls extending out of the 
plane of the end wall, so that when a liquid sample 
comprising nucleic acid and solid contaminants is 
introduced into the element, the liquid containing the 
nucleic acid filters through the side and/or end walls, 

25 while the solid contaminants are retained. 

In one embodiment, the filter element is tubular and has 
a closed end so that when a sample comprising liquid and 
solid material contacts the filter element, e.g. when it 

30 is drawn into a pipette tip or syringe in which the 

filter is retained, the liquid filters through the side 
walls and out of the open end of the tube, while the 
solid material is initially builds up and is retained on 
the end wall. Thus, in this embodiment, the tubular part 

35 of the element forms the side walls, while the outside of 



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closed end of the tube provides the end wall. In use, as 
solid material builds up in the closed end of the filter 
element, the liquid containing the nucleic acid can pass 
through the side walls, allowing filtration to continue 
5 and increasing the working life of the filter. In this 
embodiment, the tube preferably has a uniform circular 
cross-section. However, other cross-sections will be 
apparent to those skilled in the art and may be employed 
to adapt the filter element to fit in apparatus of 
10 differing geometries, at locations in the apparatus where 
a filtration function is required. It would also be 
possible to include a taper in the filter element, i.e. 
so that the cross-section varied along its length. 

15 In an alternative embodiment, the filter element is in 

the form of a plug for spanning an aperture in a piece of 
apparatus, such as a tube or pipette tip, the plug having 
an end wall adapted to retain the filter element in the 
aperture and a side wall protruding from the end wall. 

20 In one preferred embodiment, the plug is approximately T- 
shaped in cross section, and the side wall protruding 
from the end wall has a circular cross section. In use, 
the liquid sample is introduced around the protruding 
side wall and can filter through the end wall' and the 

25 protruding side wall. As in the embodiment above, even 

if the end wall becomes blocked with solid debris, liquid 
can still pass for some time through the protruding 
portion as it is raised above the plane of the end wall. 

30 In embodiments where the filter element is adapted to fit 
inside a pipette tip, a syringe or small tube (e.g. a PGR 
or centrifuge tube) , conveniently, it has a diameter of 
between about 5 and 15mm and a length of between about 10 
and 2 0 mm. In the first type of tube filter element, 

35 preferably the inner diameter of the tube is between 



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about 3 and 5 mm. In the second type of filter element 
having a protruding side wall, preferably this has a 
diameter of between about 3 and 6 mm, 

5 In the present invention, the end wall and side walls are 
defined in relation to the flow of the liquid sample 
through the apparatus containing the filter element. In 
preferred embodiments, the side wall(s) of the filter 
element away from the plane of the end wall so that even 
10 if the' end wall becomes blocked by layers of solid 

contaminants or debris building up on it, filtration 
through the parts of the side wall above the level of the 
blocking debris is possible. 

15 The filter elements of the present invention therefore 
provide a solution to the unsolved problem in the prior 
art of filtering solid debris from liquid samples 
containing nucleic acid. In preferred configurations, 
the filter elements are capable of quickly filtering even 

20 large volume samples. In comparison to conventional 

cellulose or glass fibre paper type filters, the filter 
elements of the invention typically retain less of the 
liquid sample in the filter, an important advantage in 
this context as nucleic acid containing liquid sample are 

25 often low voliame. 

The present invention can further be readily adapted for 
automatic processing in an 8 x 12 format and a 
standardised pitch where an increased diameter will 

30 prevent or hinder multi-channel filtration. The geometry 
of the filter elements of the invention, which are 
generally longer than they are wide, works well in these 
situations, especially when assisted by suction. In this 
case, typically the length of the filter elements is 

35 greater than the width and more preferably at least 1.5 



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times the width, and still more preferably 2 times the 
width. The width of the filter element is measured 
parallel to the plane of the end wall, with the length of 
the filter element measured parallel to the plane of the 
5 side wall (s) . 

A preferred material for making the filter elements is a 
porous plastic material such as polypropylene, high 
density polyethylene (HDPE) , polytetraf luoroethane 

10 (PTFE), nylon or polyether sulphone. These materials are 
readily available as sintered plastics and can be formed 
into the rigid filter elements having the shapes 
described above. Alternatively, sintered glass could be 
employed, or an alternative silica, glass or ceramic 

15 material • 

Preferably, the filter element has a pore size between 
about 0.01 microns and about 500 microns, more preferably 
between about 10 microns and about 200 microns, and more 
20 preferably between about 20 and about 50 microns. For 
the filtration of nucleic acid samples,, the present 
inventors have found a pore size between about 10 and 
about 30 microns to be optimal. 

25 In a further aspect, the present invention provides an 
apparatus comprising a filter element as described 
herein. 

In a further aspect, the present invention provides a kit 
30 comprising a plurality of the filter elements. and 

optionally apparatus into which the filter elements are 
adapted to fit. 

In a further aspect, the present invention provides the 
35 use of a filter element as described herein for filtering 



5 



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solid contaminants from a liquid sample containing 
nucleic acid. 

In a further aspect, the present invention provides a 
5 method of filtering a liquid sample comprising nucleic 
acid and one or more solid contaminants / the method 
comprising passing the sample through a filter element as 
described herein so that the liquid containing the 
nucleic acid passes through the filter element and the 
10 solid contaminants are retained by the filter element. 

In a preferred embodiment, the method includes the 
initial step of lysing a cell culture to provide a sample 
and precipitating proteins present in the sample, e.g. 
15 with sodium doceyl sulphate (SDS) . This commonly used 
method to prepare samples results in a large amount of 
solid material that cannot be filtered efficiently using 
prior art techniques. 

20 According to the invention there is provided a filter 

element which comprises a sintered material adapted to be 
moulded to produce a rigid porous structure and the 
invention also provides a filter which incorporates such 
a filter element. 

25 

Preferably the filter eleitlent provides a large surface 
area, e.g. it is in the form of a hollow plug with the 
length longer than the width for example with the ratio 
of length to width of at least 1.5:1, and more preferably 
30 at least 2.0:1.0. 

An example of a separation device that incorporates the 
element of the invention uses the element in a multi- 
channel array, e.g. an 8 x 12 array. 

35 



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Preferably the device is comprised of a rigid, mouldable, 
self-supporting porous plug, composed of sintered porous 
plastic or glass, that can be attached to a pumping or 
sucking system- The porous plug may be modified 
5 chemically or by adsorption of ligands to specifically 
capture target compounds or remove unwanted materials. 

The device may be any shape with a cross sectional area 
to maximise surface area. Preferably, the devices are 

10 longer than they are wide to maximise surface area but 

maintaining a low diameter for insertion into tubes. The 
rigid wicks or hollow plugs may be nested inside each 
other to create a sequence of filters or the hollow plug 
may contain further particles or microfibers to filter 

15 out fine material. Alternatively, a large number of 
smaller plugs may be used in parallel to provide even 
larger surface areas . 

The device may be combined with chromatographic or 
20 affinity purification using standard solid-phases, e.g. 
ion-exchange. Protein A, antibodies, Streptavidin, etc* 

The device is particularly useful for the filtration or 
purification of biomolecules and cells and especially for 
25 separating nucleic acids from liquid mixtures. 

In use the liquid to be purified, or from which solid 
material is to be separated, is drawn up through the 
filter element into a reservoir or. other receptacle. 

30 

The invention is particularly useful to remove cell 
debris from lysed cells. 

One embodiment of the invention allows a crude extract of 
35 insoluble or soluble materials to be sucked up into a 



7 



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reservoir from a range of laboratory test tubes such as 
PGR tubes, micro-tit re plates, centrifuge tubes and any 
standard container from a few microlit'res to litre 
voliames. Once the fluids have been drawn up through the 
5 device then further processing or purification is 
possible. 

The shape and design of the device is flexible and may be 
formed by moulding the porous material into any shape or 
10 structure. 

It is a feature of the device that it can maximise flow 
rates, prevent clogging or blockages and presents a 
larger than normal surface area parallel to the fluid in 
15 both directions while maintaining a narrow diameter for 
multi-channel fluid handling systems. 

The filter element is self supporting and rigid, not 
requiring other supporting casing- or moulds for it to 
20 work. Therefore it can be placed over the outside. of a 
dispensing or aspirating system and removed to discard 
the filter element or to process the material captured by 
the filter element. 

25 The filter element can be incorporated internally in a 
pipette or can be attached to the end of a pipette so 
that liquid can be sucked up through the filter element 
into the pipette . 

30 Several designs of plug have been tested for efficient 
separation of contaminants, using cellulose or glass 
microfiber membranes. Another variation for microbial 
purifications is that the cells or debris can be 
concentrated or removed by using specific ligands such as 



8 



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antibodies, polymixins, lectins, enzymes, boronic acid or 
other affinity materials. 

5 

The device is especially suitable for biological samples 
5 from medical research to food and agriculture where 
insoluble materials need to be removed before 
purification of the target analyte. 

Embodiments of the present invention will now be 
10 described in more detail by way of example and not 

limitation with reference to the accompanying drawings. 

Brief Description of the Drawings 

Figures 1 and 2 shows embodiments of the invention and in 
15 place in different apparatus where a filtration function 
is needed. 

Figures 3a and 3b show an example of a closed tubular 
embodiment of the invention.. 

20 

Figure 4 shows an example of a filter element with a 
protruding side wall, in place in a centrifuge tube. 

Figure 5 shows a perspective view of the filter element 
25 of Figure 4. 

Figure 6 shows the filter element of Figure 4 or Figure 5 
in place in a pipette tip.. 

30 Detailed Descripliion . 

Figure la shows a syringe 1 sucking up a plasmid 
preparation 3 through a hollow porous plastic plug 2 with 
the bottom end 4 closed. The debris remain on the" 
outside of the plug allowing the DNA to travel through 
35 into the syringe barrel. The plug 2 avoids immediate 

9 



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blockage by presenting a large surface area and the 
external housing of the cartridge allows the material to 
travel up the plug without forcing the particulate 
material into the pores. The plug 2 only blocks when the 
5 liquid has travelled all the way to the top of the 

housing- The filtration device may then be removed and 
the liquid transferred into a new tube. The use of this 
embodiment is described in Examples 1, 2 and 3. 

10 The above system allows fully automated extraction of 

plasmid DNA from crude bacterial lysates. The reservoir 
above the filter holds the clarified fluid for 
purification on affinity media of some type. 

15 The device has many applications whether in a manual or 
automated operation and even with larger volxames a 
standard eight by twelve array of tubes can be processed 
without a pitch change in a multi-channel instriament. 

20 Figure lb shows a plug 2 in a pipette tip 5 so that, if 
the plasmid lysate is clarified, then the plug may be 
modified to capture DNA directly. 

Figure Ic shows a modification of the Figure la device 
25 without the external housing surrounding the hollow plug 
2. 

Figure Id shows a porous plug or hollow plug 2 fitted on 
externally to allow easy removal while maintaining the 
30 fluid* in the pipette tip 5- 

Figure le shows a porous plug fitted onto a solid pin or 
moulding that can be dipped into a tube to capture 
biomolecules . This could be extended to an 8 x 12 
35 microtitre foinoaat or. PGR tube array. 

10 



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Figure If shows, embodiments of the plugs 2 of the 
invention which are shaped to increase the surface area 
in standard pipette tips, with end walls 7 and side walls 
5 6 marked. 

Figure Ig shows the outline of a hollow porous plug made 
from sintered plastic or glass, showing the side walls 6 
and end wall 7 of the plug 2. The device is rigid enough 
10 to support itself and the open end is fitted onto the 
sucking and pumping system. This design maximises 
surface area vertically and reduces the pitch between 
adjacent devices,, e.g. in a multi-channel system. 

15 In Figure 2a there is a pump 5 that can generate 

continuous liquid flow through the device incorporating 
plug 6 so that the liquid may be re-circulated if 
required. 

20 Figure 2b shows how the device may be used with 

centrifugation tubes to increase the surface area 
compared to a flat disc where 7 is the liquid and 8 is 
the filter element. 

25 Figure 3 shows an embodiment of the invention which uses 
a filter element 8 having the foirm of a tubular plug 10 
having a closed end 12 and an open end 14, with arrows 
showing the flow of a liquid sample through the filter 
element. The external surface of the closed end 12 

30 provides an end wall 18 and the curved surface of the 
tubular part of the plug defines a side wall 20. The 
filter element 8 is retained in a syringe, pipette or 
other tube 16 with the closed end 12 of the plug directed 
towards the flow of the sample into the tube 16. When a 

35 sample encounters the filter element 8, solid 

11 



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contaminants^ such as cell debris^ will tend to be 
retained on the end wall 18, while liquid containing 
nucleic acid and other soluble components of the sample 
can pass through the side wall 20 into the hollow core of 
5 the tube and out of the open end 14 for further 

purification or analysis, the hollow core helping the 
efficiency of filtration by reducing the transmembrane 
pressure experienced by the sample across the filter 
element. The tendency of the end wall of the device to 

10 capture debris and the high surface area that results 

from using a porous plastic material to form the filter 
element 8 means that the rapid clogging observed with 
prior art filtration techniques is avoided^ and that 
instead layers of solid debris tend to build up on the 

15 end wall of the device. 

Figure 4 shows an alternative form of filter element 8, 
in this case designed to fit across the opening of a 
centrifuge or PGR tube 22. The filter element has an end 

20 wall 18 which spans the opening 24 of the tube 22 and a 
generally cylindrical central portion 26 having a side 
wall 20 which protrudes towards the direction of sample 
flow. In use, a sample introduced into the open space at 
the top of the tube 22 can filter, through the end wall 18 

25 and side wall 20, with debris again tending over time to 
collect against the end wall, leaving the liquid free to 
filter through the side wall 20 as the protruding central 
portion stands clear of the build up the solid. debris. 
Figure 5 shows a perspective view of the filter element 

30 8, while Figure 6 shows the filter element in place in a 
pipette tip 28. As in Figure 3, the arrows indicate the 
direction of liquid flow through the filter element. 



Exainple 1 

35 Extract:xon o£ nucleic add from bacterial lysates 

12 



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This example demonstrates the filtration of bacterial 
lysates and the purification of plasmid DNA. An 
overnight culture of E. Coll possessing a plasmid was 
lysed using a modified alkaline lysis method and the cell 
5 debris were removed by sucking the fluid up through a 
rigid 20 micron porous sintered plastic plug using 
embodiment shown in Figure la. The debris was retained 
by the filter allowing the plasmid DNA to travel into the 
reservoir in this case a syringe barrel or pipette tip. 

10 The plasmid DNA was captured on the modified plug and 

washed free of contaminants with water before recovery in 
a small volume of Tris.HCl pH8.5. The plug was removed 
and the fluid allowed to be pumped down through another 
plug covalently modified with polyhistidine according to 

15 patent application WO 99/29703 (DNA Research Instruments 
Ltd) . 

Example 2 

Extraction of nucleic acid from natural source material 

2 grams of cabbage leaves were homogenised in warm sodium 
dodecyl sulphate (SDS) to release the nucleic acids. 
Following potassium acetate/potassium chloride 
precipitation^ the fluid was sucked up a twenty micron 
plug to remove the insoluble material and the DNA 
extracted using a polyhistidine affinity membrane 
combined in the device. 

Exanqple 3 

Extraction of nucleic acid from white blood cells. 



20 



25 

r 



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Affinity capture of analytes such as nucleic acids,, 
proteins, cells , organelles and other compounds were 
performed using this device. The capture or removal of 
white blood cells from whole anti-coagulated blood can be 
5 performed by mixing the blood with ammonium bicarbonate 
buffers containing high levels of- non ionic detergents 
such as 1% (v/v) Tween 20. 

The blood is sucked through a hollow plug allowing the 
10 cells to bind and the contaminants washed off using the 
same buffer. The cells may then be processed for 
collection of DNA, RNA or analysed by a known method. 
This system can be used in combination with collection of 
blood samples directly from the donor either using a 
15 needle and syringe or a vacuum tube to suck the blood 

through the porous material. The porous material may be 
used to store the captured substance or transferred to 
another storage tube without having to* release the 
captured substance. 

20 

Example 4 

Extraci:lon o£ plasmld DNA from cull^ure 

An overnight culture of E.Coli/PUC19 was prepared and 
25ml centrifuged to pellet the cells. The cell pellet 

25 was resuspended in 2ml of lOmM Tris HCl containing Rnase 
A and mixed with a further 2ml of 0.2M NaOH with 1%SDS to 
lyse the cells and release the plasmid DNA. The cellular 
debris and SDS was then precipitated with 2ml of 3M 
potassixim Acetate pH4 and left to stand for 5 minutes. 

30 The liquid was separated from the precipitate by a filter- 
element of the type depicted in Figure 3^ using a 25 
micron pore plastic hollow plug inside a 3ml cartridge 
about 4cm long and 1cm in diameter. The cartridge tip 
was dipped into the mixture and the liquid sucked up * 

35 through the filter into a syringe barrel. The 

14 



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precipitate remained on the outside of the porous plug 
producing a clear liquid in the syringe barrel in about 1 
minute. The total yield of liquid was 5.5ml, over 90% 
recovery from the starting material . The filtered liquid 
5 was then processed to obtain pure plasmid using magnetic 
beads derivatised with Bis-Tris or by alcohol 
precipitation. 

The filter plug was then regenerated by pumping water 
10 back through until all the precipitated was washed away. 
This can then be used for repeat experiments or 
continuous flow operation. 

The same experiment was repeated except the cartridge was 
15 inverted and the precipitated mixture was piimped from the 
syringe barrel down through the plug. The precipitate 
collected at the base of the plug leaving the majority of 
the filter unclogged to allow easy flow of liquid. In 
this case, recovery of liquid was even better at about 
20 95% yield. 

The device was used as a pre-filter on the same volume of 
plasmid preparation to allow filtering down to 1 micron 
or 0.45 micron. By incorporating an additional filter 
25 after the plug, the device allowed filtration to 1 micron 
or less with 80% recovery of fluid and a 5 minute 
filtration time. 

Exainple 5 

30 Coniparxson with conventional fll'bra'bion 

Instead of using the. filter element described above, a 
standard 25 micron pore frit made of porous plastic sheet 
with a diameter of 25mm was inserted into a 30ml syringe 
barrel with spacing collars to hold it in place and 
35 expose the surface to the liquid. 

15 



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The precipitated mixture from the plasmid preparation was 
either sucked up through the frit or pushed through. In 
both cases, only 50% of the fluid was recovered due to 
5 almost immediate clogging of the membrane. In an attempt 
to prevent clogging, stacks of filter paper were placed 
in front of the 25mm frit, but the performance in terms 
of yield of liquid and flow rates could not be improved. 

10 Thus, if standard 25inm glass fibre or paper pre-f liters 
are used, clogging occurs very quickly and recovery of 
liquid is slow. In many cases, this means that it is 
impractical to use filtration to remove solid 
contaminants from liquid samples containing nucleic acid. 

15 

Filtration in mxcrotubes using cehtrif ugation vacuum 
manifolds 

A conventional frit or filter from a 1.5ml centrifuge 
filter tube was replaced with a porous 25 micron plug 

20 inverted to increase the surface area and prevent 

clogging. A 5ml culture was precipitated as described 
above reducing the original volume to about 1ml ready for 
filtration. The mixture was tipped into the tube with 
the plug and either placed on a vacuum manifold or 

25 centrifuged for 3 minutes. The fluid was easily 

collected with no signs of clogging and 90% of liquid was 
recovered. 

With the original filter material in place, clogging with 
30 this sample volume occurred immediately and only about 
50% of the original was recovered. 

, Fxl-bralixon using plpe-bte tips 



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A standard 1ml pipette tip was used to filter a 5ml 
plasmid preparation by inserting a 25 micron plug into 
the tip. The mixture could either be sucked up or pumped 
through within 1 minute with 80% recovery of liquid. 
5 This was then repeated using a multi-channel pipettor for 
filtering 8 samples simultaneously. 



17 



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Claims : 

1. A filter element formed from a material having a 
rigid» porous structure with a pore size between about 10 
and about 200 microns^ the filter element having an end 

5 wall and one or more side walls extending out of the 
plane of the end wall, so that when a liquid sample 
comprising nucleic acid and solid contaminants is 
introduced into the element , the liquid containing the 
nucleic acid filters through the side and/or end walls, 
10 while the solid contaminants are retained. 

2. The filter element of claim 1.^ wherein the filter 
element is a close ended tube with the side wall defined 
by a curved wall of the tube and end wall defined by the 

15 outside of closed end of the tube. 

3. The filter element of claim 1^ wherein the filter 
element is in the form of a plug for spanning an aperture 
in a piece of apparatus, and having an end wall from 

20 which a side wall protrudes. 

4 . The filter element of any one of claims 1 to 3 which 
is adapted to fit into a pipette tip, a syringe or a PGR 
or centrifuge tube. 

25 

5. The filter element of any one of the preceding 
claims, wherein the material is a plastic. 

6. The filter element of any one of the preceding 

30 claims wherein the plastic is polypropylene, high density 
polyethylene (HOPE), polytetraf luoroethane (PTFE) , nylon 
or polyether sulphone. 

7. The filter element of claim 5 or claim 6, wherein 
35 the plastic is a sintered plastic. 

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8. The filter element of any one of the preceding 
claims, wherein the pore size is between about 20 and 
about 50 microns; 

5 

9. The filter element of any one of the preceding 
claims, wherein the length of filter element is greater 
than its width. 

10 10. The filter element of claim 9, wherein the ratio of 
length to width is at least 1.5:1. 

11. Apparatus comprising a filter element of any one of 
the preceding claims. 

15 

12. The apparatus of claim 11 which is a pipette tip, a 
multipipettor, a syringe, or a PGR or centrif ugation 
tube, 

20 13. A kit comprising a plurality of the filter elements 
of any one of claims 1 to 10 and optionally apparatus 
into which the filter elements are adapted to fit. 

14. Use of a filter element of any one of claims 1 to 10 
25 for filtering solid contaminants from a liquid sample 

containing nucleic acid. 

15. A. method of filtering a liquid .sMiple comprising 
nucleic acid and one or more solid contaminants, the 

30 method comprising passing the sample through a filter 

element of any one of claims 1 to 10 so that the liquid 
containing the nucleic acid passes through the filter 
element and the solid contaminants are retained by the 
filter element. 

35 



19 



wo 01/88185 



PCT/GBOl/02122 



16. The method of claim 15, wherein the liquid sample is 
a cell culture and the method includes the initial step 
of ly^ing a cell culture and precipitating proteins 
present in the sample- 

17. The method of claim 15 or claim 16^ comprising the 
step of sucking the liquid sample- through the filter 
element . 



20 



wo 01/88185 



PCT/GBOl/02122 



1/3 



Fig.la. 

T 



^4 



Fig. 1b. 



Fig.lc. 




'2 
-3 



Fig.ld. 




Fig.le. 




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2 
^7 



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6-^ 



7 






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/ 






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SUBSTITUTE SHEET (RULE 26) 



wo 01/88185 



2/3 



PCT/GBOl/02122 



Fig.2a. 




Fig.2b. 




SUBSTITUTE SHEET (RULE 26) 



wo 01/88185 



PCT/GBOl/02122 





(12) INTERWATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) 



(19) World Intellectual Property Organization 

International Bureau 

(43) International Publication Date 
22 November 2001 (22.11.2001) 




PCT 



IllllllllillillllillllW^ 

(10) International Publication Number 

wo 01/88185 A3 



(51) International Patent Classification'': C12Q 1/68, 

C12N 15/10, BOID 39/02 

(21) International Application Number: PCT/GBO 1/02 122 

(22) International Filing Date: 14 May 2001 (14.05.2001) 

(25) Filing Language: English 

(26) Publication Language: English 



(30) Priority Data: 
0011443.9 



13 May 2000 (13.05.2000) GB 



(71) Applicant (for all designated States except US): DNA 
RESEARCH INNOVATIONS LIMITED [GB/GB]; 
940 Cornforth Drive, Sittingboume Research Centre, 
Sittingboume, Kent ME9 8PX (GB). 

(72) Inventor; and 

(75) Inventor/Applicant (for US only): BAKER, Matthew, 
John [GB/GB]; 481 Loose Road, Maidstone, Kent ME15 

9UJ (GB). 

(74) Agents: KIDDLE, Simon, X et al.; Mewbum Ellis, York 
House, 23 Kings way, London, Greater London WC2B 6HP 
(GB). 



(81) Designated States (national): AE, AG, AL, AM, AT, AU, 
AZ, BA, BB, BG, BR, BY, BZ, CA, CH, CN, CO. CR, CU, 
CZ, DE, DK, DM, DZ, EC, EE, ES, H, GB, GD, GE, GH, 
GM, HR, HU, ID, IL, IN, IS, JP, KE, KG, KP, KR, KZ, LC, 
LK, LR, LS, LT, LU, LV, MA, MD, MG, MK, MN, MW, 
MX, MZ, NO. NZ, PL, PT, RO. RU, SD, SE, SG, SI, SK, 
SL, TJ, TM, TR, TT, TZ, UA, UG, US, UZ, VN, YU, ZA, 
ZW. 

(84) Designated States (regional): ARJPO patent (GH, GM, 
KE, LS, MW, MZ, SD, SL, SZ, TZ, UG, ZW), Eurasian 
patent (AM, AZ, BY, KG, KZ, MD, RU, TJ, TM), European 
patent (AT, BE, CH, CY, DE, DK, ES, FI, FR, GB, GR, IE, 
IT, LU, MC, NL, PT, SE, TR), OAPI patent (BF, BJ, CF, 
CG, CI. CM, GA. GN, GW, ML, MR, NE, SN, TD. TG). 

Published: 

— with international search report 

(88) Date of publication of the international search report: 

4 April 2002 

For two-letter codes and other abbreviations, refer to the "Guid- 
ance Notes on Codes and Abbreviations" appearing at the begin- 
ning of each regular issue of the PCT Gazette, 



00 

oo 

00 



(54) Title: A FDLHER ELEMENT FOR USE IN SEPARATION OF BIOMATERLU-S FROM SOLID CONTAMINANTS 

(57) Abstract: A filter element for. use in separation or purification of biomaterials such as nucleic acids from solid contaminants 
such as cell debris is described, having an end wall against which debris can collect and a side wall through which filtration can 
occur, in the presence of debris layered against the end wall. The filter elements are preferably formed from a porous, rigid plastic 
and are adapted to fit in a syringe, pipette or tube. 



INTERNATIONAL SEARCH REPORT 



Inter 'onat Application No 

PCi/GB 01/02122 



A. CLASSIFICATION OF SUBJECT MATTER 

IPC 7 C12Q1/68 C12N15/10 B01D39/02 



Accordmq to International Patent Classittcation <IPC) or to both national classification and IPC 



B. FIELDS SEARCHED 



Minimum documentation searched (ciassiticalion system followed by classification symbols) 

IPC 7 C12Q C12N BOID C12M 



Documentation searched other than minimum documentation to ttie extent that such documents are included in the fields searched 



Electronic data base consulted during the international search (name of data base and. where practical, search terms used) 

WPI Data, PAJ, EPO-Internal , BIOSIS. MEDLINE, CHEM ABS Data, EMBASE, 
BIOTECHNOLOGY ABS, SCISEARCH 



C. DOCUMENTS CONSIDERED TO BE RELEVANT 



Category " 


Citation of document, with indication, where appropriate, of the relevant passages 


Relevant to claim No. 


X 


WO 97 26540 A (KEMPE TOMAS ;BARRSKOGEN INC 


1-17 




(US)) 24 July 1997 (1997-07-24) 






page 8, line 16 -page 11, line 27 






page 12, line 1 -page 14, line 24; claims 






1-14; figure 1 






page 14, line 22 - line 24 






page 16, line 8 - line 21 






page 13, line 19 - line 24 






page 16, line 9 -page 17, line 2 






abstract 




X 


WO 00 09680 A (CHIRON CORP) 


1-17 




24 February 2000 (2000-02-24) 






page 2, paragraph 6 






page 6, paragraph 4; figure 1 






page 7, paragraph 2; claims 1-14 






page 4, paragraph 4 -page 7, paragraph 1 






-/~ 





Further documents are listed in the continuation of box C. 



Patent family members are listed In annex. 



** Special categories of died documents : 

*A' document defining the general state of the art which is not 

considered to be of particular relevance 
*E' earlier document but published on or after the International 

tHing date 

*L* document which may throw doubts on priority claim(s) or 
which is cited to establish the publication date of another 
citation or other special reason (as specified) 

•O* document referring to an oral disclosure, use. exhibition or 
other means 

•P' document published prior to the international filing date but 
later than the priority date claimed 



•T" later document published after ttie international filing date 
or priority date and not in conflict with the application but 
cited to understand the principle or theory underlying the 
invention 

'X* document of particular relevance: the claimed invention 
cannot be considered novel or cannot be considered to 
involve an inventive step when the document s taken alone 

•Y' document of particular relevance; the claimed invention 

cannot be considered to involve an inventive step when the 
document Is combined with one or nrrare other such docu- 
ments, such combination being obvious to a person skilled 
in the art. 

'&* document member of the same patent family 



Date of the actual completion of the international search 

6 December 2001 


Date of nrtaiting ot the internationat search report 

18/12/2001 


Name and mailing address of the ISA 

European Patent Office. P.B. 5818 Patentlaan 2 
NL - 2280 HV Rijswiik 
Tel (+31-70) 340-2040, Tx. 31 651 epo nl. 
Fax: (+31-70) 340-3016 


Authorized officer 

Tllkorn, A-C 



Form PCT/1SA/210 (second sheet) (July 1992) 



page 1 of 2 



INTERNATIONAL SEARCH REPORT 



Inter onal Application No 

PCl/GB 01/02122 



C.(Conttnuation) DOCUMENTS CONSIDERED TO BE RELEVANT 



Category Citation ol document, with indication.where appropriate, of the relevant passages 



Relevant to claim No. 



wo 96 41810 A (DON ROBERT HUGH ; EVANS 
TIMOTHY MARTIN (AU); PROGEN IND LIMITED 
(AU) 27 December 1996 (1996-12-27) 
page 2, line 21 -page 5, line 31; claims 
1-62; figure 1 

WO 00 25922 A (THE PERKIN-ELMER 
CORPORATION) 11 May 2000 (2000-05-11) 
abstract 

page 23, line 28 -page 24, line 16; 
figures 3-6 

US 5 824 224 A (FUJISHIRO MASATOSHI ET 
AL) 20 October 1998 (1998-10-20) 
abstract 

column 7, line 2 -column 17; claims 1-3 

WO 96 08500 A (QIAGEN GMBH ;C0LPAN METIN 
(DE)) 21 March 1996 (1996-03-21) 
abstract; claims 1-14; figure 1 



Fonn PCT/ISAei 0 (continualion ol aacond sheet) (July 1 9S2) 



1-17 



1-17 



1-17 



1-17 



page 2 of 2 



INTERNATIONAL SEARCH REPORT 

•iformation on patent family members 



Inter onat Application No 

PCl/GB 01/02122 



Patent document 




Publication 




Patent family 


Publication 


cited in search report 




date 




member(s) 


date 


WO 9726540 


A 


24-07-1997 


Uo 












CQQVQOQ A 










Q79Ac;4n Al 

y/cOO*»U Mi 




WO 0009680 


A 


24-02-2000 


us 


6268492 Bl 


31-07-2001 




EP 


1104458 Al 


06-06-2001 








UUU7Q0U rti 


24-02-2000 


WO 9641810 


A 


27-12-1996 


Ail 


Oyo/Ul 






AU 


5888096 A 


09-01-1997 






WO 


9641810 Al 


27-12-1996 






PA 


9991ftQfi Al 
^^^OO^D Ml 


?7-1 P-1996 






tr 


UojUoOH Mi 








JP 


11507544 T 


06-07-1999 






us 


5989431 A 


23-11-1999 


MO 0025922 


A 


11-05-2000 




CO'X^Q A 
DibysJOo A 


1 9-1 9-9nnn 

i^ i^ ^UUU 




AU 


1 c 1 nn A 


UO tUUU 






Er 


11^400/ A^ 


uo tUUi 






WO 




i i UD^UUU 


"""" 

us 5824224 


A 


20-10-1998 


ID 

Jr 




nO— 1 0— 1 QQft 
U^ i^ i^!70 




Jr 


904/^/0 A 


1 ft— nO-1QQ7 
io U^ ijyif / 






us 


Cgl AC.TO'i A 
DOHD/dO A 


nft— n7— 1QQ7 

Uo U/ ii75^/ 


WO 9608500 


A 


21-03-1996 


DE 


A A "iOeifiA A 1 


01 — n*^— 1 QQA 

^ i U J i^7i^D 




A T 

AT 


1 0 1 ft 0 1 T 

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i D uo i^!7^ 






AT 

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1 07711 T 


1 R— ni — 9nnn 

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AU 




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AU 


1 C777QC A 
10/ / f^O A 


01 -Oft— 1 QQCi 
^i uo i!i7i70 






A 1 1 

AU 


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01 -OE^-IQQft 
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91 -nft-1 QQ^ 

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lU uo 1779 






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9521179 Al 


10-08-1995 






WU 




91_n'^-1QQfi 
ti uo I77U 






EP 


0743948 Al 


27-11-1996 






EP 


0775150 Al 


28-05-1997 






EP 


0743949 Al 


27-11-1996 






EP 


0781291 Al 


02-07-1997 






JP 


9508406 T 


26-08-1997 






JP 


9508283 T 


26-08-1997 






JP 


9508407 T 


26-08-1997 






US 


6297371 Bl 


02-10-2001 






US 


5747663 A 


05-05-1998 



Foim PCT/ISA/210 (patent family emex) (July 1992) 



page 1 of 2 



INTERNATIONAL SEARCH REPORT 

.nformation on patent family memt>ers 



Inte iona) Application No 

PCr/GB 01/02122 



Patent document 

cited in seaicti report 



Publication 
date 



Patent family 
member(s) 



Publication 
date 



WO 9608500 



US 
US 



5792651 A 
6274371 Bl 



11-08-1998 
14-08-2001 



Form PCT/ISA/210 (patent lamily amex) (July 1992) 



page 2 of 2